Compliance Analyst

Our client in the investment companies industry is looking for a Compliance Analyst to join their team in Los Angeles County.


Job Description:

  • Review fund documents
  • Model and maintain fund specific portfolio compliance tests
  • Shadow CLO trustees
  • Generate and provide compliance reports
  • Model and calculate CLO waterfalls
  • Run and validate pre-trade/hypo reports and results
  • Reform ad hoc reporting and analysis
  • Assist in CLO warehousing, closing and effective date processes
  • Liaise across interdepartmental teams



  • Big 4 accounting experience
  • Strong knowledge of GAAP
  • Proficient with the Microsoft Office Suite, including strong Excel skills
  • Excellent verbal, written and interpersonal communication skills
  • Detail-oriented
  • A team player
  • Strong work ethic



  • Bachelor’s degree in business, finance or related field and a minimum of 3 years’ relevant experience

Ref # 20682

Dora DangCompliance Analyst