Compliance Officer

Our client in the financial services industry is looking for a Compliance Officer to join their team in Orange County


Job Description:

  • Manage the annual and bi-annual reviews
  • Responsible for the completion of annual reviews of all high-risk clients
  • Manage and recommend enhancements to lending and service strategies
  • Develop relationships internally and externally
  • Prepare quarterly and annual reports
  • Perform reviews on functions relating to Operational and Loan Compliance, Audit findings corrective actions, and reviews policies and procedures



  • Proficient with the Microsoft Office Suite, including strong Excel skills
  • Strong analytical, problem-solving and organization skills
  • Excellent verbal, written and interpersonal communication skills
  • Able to communicate with professionals at all levels
  • Able to work independently and take initiative
  • Able to adapt to changing priorities
  • Able to work on multiple projects with accuracy and efficiency, while keeping to deadlines
  • Detail-oriented
  • A team player
  • Strong work ethic



  • Bachelor’s degree in related field and a minimum of 3 years’ relevant experience

Ref #24822

Dora DangCompliance Officer