Compliance Specialist

Our client in the financial services industry is looking for a Compliance Specialist to join their team in Los Angeles County


Job Description:

  • Help coordinate new account openings
  • Perform compliance reviews
  • Provide legal support for review and escalation of contracts
  • Assist with ad-hoc requests
  • Support implementation of new regulations and related requirements
  • Support projects and research



  • Proficient with the Microsoft Office Suite, including strong Excel skills
  • Strong analytical, problem-solving and organization skills
  • Excellent verbal, written and interpersonal communication skills
  • Able to communicate with professionals at all levels
  • Able to work on multiple projects with accuracy and efficiency, while keeping to deadlines
  • Detail-oriented
  • A team player
  • Strong work ethic



  • Bachelor’s degree in business, accounting, finance or related field and a minimum of 5 years’ relevant experience

Ref #25973

Elizabeth ValadezCompliance Specialist