Risk and Compliance Analyst

Our client in the investment company industry is looking for a Risk and Compliance Analyst to join their team in Orange County


Job Description:

  • Perform risk assessments and compliance risks
  • Help facilitate open/direct discussions with business areas
  • Help track follow-ups as and provide visibility on status of risk and control assessment activities
  • Prepare presentations for executive management, committees, and other stakeholders
  • Contribute to other risk management activities



  • Proficient with the Microsoft Office Suite, including strong Excel skills
  • Strong analytical, problem-solving and organization skills
  • Excellent verbal, written and interpersonal communication skills
  • Able to communicate with professionals at all levels
  • Able to work independently and take initiative
  • Able to adapt to changing priorities
  • Able to work on multiple projects with accuracy and efficiency, while keeping to deadlines
  • Detail-oriented
  • A team player
  • Strong work ethic



  • Bachelor’s degree in related field and a minimum of 3 years’ relevant experience

Ref #25427

Dora DangRisk and Compliance Analyst