Senior Regulatory Accountant

Our client in the financial services industry is looking for a Senior Regulatory Accountant to join their team in Los Angeles County


Job Description:

  • Perform general accounting duties for the broker dealer
  • Prepare regulatory filings
  • Assist internal and external financial and regulatory auditors
  • Assist with various departments within the firm
  • Help reconcile differences and calculate pieces critical to the financial statements and regulatory reports


  • Proficient with the Microsoft Office Suite, including strong Excel skills
  • Strong analytical, problem-solving and organization skills
  • Excellent verbal, written and interpersonal communication skills
  • Able to communicate with professionals at all levels
  • Able to work both independently and collaborate as part of a team
  • Able to adapt to changing priorities
  • Able to work on multiple projects with accuracy and efficiency, while keeping to deadlines
  • Detail-oriented
  • A team player
  • Strong work ethic


  • Bachelor’s degree in business, economics or related field and a minimum of 2 years’ relevant experience

Ref #26859

Dora DangSenior Regulatory Accountant